FinSight archive
The Securities and Exchange Commission today charged Daniel Chu, Jerome Kollar, and Ameryn Seibold, the former CEO, CFO, and Senior Director of Finance, respectively, at Texas-based Tricolor Holdings, LLC, for their roles in an alleged multi-year scheme…
原文を読む →The Securities and Exchange Commission today charged 38 entities alleging that they made material misrepresentations in Forms ADV filed with the Commission between 2025 and 2026 to falsely portray themselves as legitimate advisory firms to U.S. investors…
原文を読む →The Securities and Exchange Commission today proposed amendments to Rule 3a12-8 under the Securities Exchange Act of 1934 to add the debt obligations of the European Union (EU) to the list of foreign government debt obligations designated as "exempted…
原文を読む →The Securities and Exchange Commission and the Food and Drug Administration today announced that they have entered into a Memorandum of Understanding (MOU) designed to assist the agencies in carrying out their respective missions of ensuring the…
原文を読む →The Securities and Exchange Commission today proposed to update the rules and forms that apply to registered transfer agents.Transfer agents are a key component of the national clearance and settlement system. Transfer agents now perform a more diverse…
原文を読む →The Securities and Exchange Commission today charged Mark D. Hanf, the former CEO of Novato, California-based Pacific Private Money Group LLC (PPMG), and Hoai-Nam Chu Phan, the former COO of a PPMG subsidiary, with orchestrating an offering fraud that…
原文を読む →The Securities and Exchange Commission today announced the agenda and panelists for its Sept. 17, 2026, roundtable on preparations for 24-hour trading.The roundtable will be held at the SEC’s headquarters at 100 F Street, N.E., Washington, D.C., from 10…
原文を読む →The Securities and Exchange Commission’s Investor Advisory Committee will host a public meeting at the SEC Headquarters in Washington D.C. on Sept. 10 at 10 a.m. ET to discuss artificial intelligence technologies in the public markets and the SEC’s…
原文を読む →The Securities and Exchange Commission today issued a proposal to rescind its “pay-to-play” rule that prohibits investment advisers from providing compensated investment advisory services to a government client for two years…
原文を読む →Consumer Price Index (CPI): +0.1% in Jul 2026 News Release Historical Data Unemployment Rate: 4.1% in Aug 2026 News Release Historical Data Payroll Employment: +162,000(p) in Aug 2026 News Release Historical Data Average Hourly Earnings: +$0.10(p) in Aug 2026 News Release Historical Data Producer Price Index - Final Demand: unchanged in Jul 2026 News Release Historical Data Employment Cost Index (ECI): +0.9% in 2nd Qtr of 2026 News Release Historical Data Productivity: +1.4% in 2nd Qtr of 2026 News Release Historical Data U.S. Import Price Index: -0.4% in Jul 2026 News Release Historical Data U.S. Export Price Index: -1.3% in Jul 2026 News Release Historical Data p- preliminary
原文を読む →Federal Reserve announces the leadership and objectives of its task forces to advance the conduct of monetary policy
原文を読む →Federal Reserve Board issues enforcement action with former chief lending officer of Heritage State Bank
原文を読む →Agencies issue joint statement on handling of highly sensitive information during bank examinations
原文を読む →Federal Reserve issues FOMC statement
原文を読む →Federal Reserve Board issues enforcement action with Iuka Bancshares, Inc. and The Iuka State Bank
原文を読む →Federal Reserve Board issues enforcement actions with former employee of Regions Bank and former employee of First Interstate Bank
原文を読む →Federal Reserve Board requests comment on a proposal to modernize its rule governing the extension of credit to bank "insiders"—bank executives, board members and major shareholders who could potentially influence a bank's lending decisions
原文を読む →Federal Reserve Board requests comment on a proposal to modernize rules for mutual banking organizations
原文を読む →Federal Reserve Board announces approval of the application by Banco Santander, S.A. and Santander Holdings USA, Inc.
原文を読む →Federal Reserve Board announces approval of the application by FS Bancorp, Inc.
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