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regulationCFTC

Chairman Selig Announces Agenda for August 20 Innovation Advisory Committee Meeting in Washington

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regulationCFTC

CFTC Seeks Public Comment on Proposed Rule Changes for Commodity Pool Operator and Commodity Trading Advisor Registration

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regulationCFTC

CFTC Resolves Actions Against Former Alameda CEO, and Alameda and FTX Co-Founder

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regulationCFTC

CFTC Requests Comment on the Listing of Compute Derivatives Contracts

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regulationCFTC

CFTC Seeks Public Comments on Proposed Elimination of SEF Order Book Requirement for Permitted Transactions

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regulationCFTC

ICYMI: Members of the CFTC’s Innovation Advisory Committee Join Chairman Selig in Washington at Inaugural Meeting

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regulationCFTC

CFTC Orders Gabriel Perez to Pay $172,000 for Insider Trading of Mention Market Event Contracts

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regulationCFTC

CFTC Further Extends Compliance Date for Amendments to Form PF

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regulationCFTC

CFTC Resolves Action Against Swaps Trader for Making False Statements

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regulationCFTC

CFTC Staff Issues No-Action Position on Large Trader Reporting for Direct Participants

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regulationCFTC

CFTC Secures Court Orders Directing Texas and Florida Residents to Pay Over $500,000 in Disgorgement and Civil Monetary Penalties and Imposing Trading Bans for Commodity Pool Fraud

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regulationCFTC

CFTC Chairman Selig and Kansas State University Announce Agenda for October 22-23 AgCon Conference in Overland Park

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regulationCFTC

Joint Readout of Principals’ Meeting of UK and U.S. Authorities Regarding Central Counterparty Resolution

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regulationCFTC

CFTC Approves Final Rule Concerning Whistleblower Awards

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regulationCFTC

CFTC Grants Multiple Whistleblower Awards Totaling Over $150 Million

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regulationCFTC

CFTC Secures Court Order Directing Florida Man to Pay Over $6 Million for Options Fraud and Imposing Trading Bans

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regulationCFTC

CFTC Staff Issues No-Action Position to Providers of Passive Software

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regulationCFTC

CFTC Innovation Task Force to Host Frontier Forum Series on Innovative Financial Technologies

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regulationCFTC

CFTC Releases Staff Advisory on Mention Markets

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regulation金融庁

ベースフード(株)株式外2銘柄に係る相場操縦に対する課徴金納付命令の決定について公表しました。

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